Compliance guides

Compliance guides This folder contains helpful guides to assist you to meet your compliance obligations Click on the name of the document you’d like to access. MQG Supporting Document Check List – June 2023 MQG Compliance Review Checklist – June 2023 MQG Compliance Check List (Mentor) – June 2023 MQG Compliance Check List (User Guide) […]

Compliance Registers

Compliance Registers This folder contains the template compliance registers required by each credit representative. They can also be found in your Complifast platform Click on the name of the document you’d like to access. BCL  Back Up Log BCL Broker Benefit Register BCL Complaints Register BCL CPD Register Excel format BCL CPD Register BCL Referrer […]

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